Chief Operating Officer – Francine Lanaia
Francine Lanaia is a 34 year veteran in the Securities Industry. Her extensive knowledge of SEC and FINRA Regulations affords her to specialize in compliance. She is a Chief Compliance Officer and Chief Operations Officer with extensive experience and a complete understanding of investing in the Financial Markets.
During her 34 year history she has owned and operated two Broker Dealers servicing both Retail and Institutional clients. Both firms had AUM in excess of $500 Million. In 1998 Francine founded an on-line trading firm which was sold to a South American Bank for $25 million in 2001.
She holds Series 7, 63, 24 and 99 licenses.
Raana Imtiaz Khan
At Windsor Street Capital, Mr. Khan focuses on assisting corporate clients in achieving their financial and strategic objectives. He has led several assignments and transactions including merger and acquisition advisory, debt and equity private placements, restructuring and valuations in connection with complex securities transactions.
Mr. Khan has been at Windsor Street Capital since 2000 and has worked on over $100 million in investment for various public and private emerging growth companies.
Prior to joining Windsor Street Capital, Mr. Khan worked in Investment Banking Group with Merrill Lynch. Previously, Mr. Khan launched and ran a construction management and engineering firm, where he led a number of successful commercial projects.
Mr. Khan holds a BE in Electrical Engineering from the University of Engineering and Technology, Pakistan and an MBA in Finance from New York University’s Stern School of Business and is a Wharton Fellow from the University of Pennsylvania.
Chief Financial Officer – Joseph Marinelli
Highly accomplished, results-driven senior accounting and financial management executive with more than 35 years of progressive experience in finance and operations management within a number of prestigious broker-dealers. As CFO, he is responsible for the preparation and reporting to all regulatory agencies as well as the liaison to outside independent accounting firm which includes the preparation of the firm’s Annual Audit Report. In addition, he holds Series 7,14,24,27,53 and 63 securities licenses.
Managing Director – Syndicate – Greg Traina
Greg Traina has spent more than 25 years in capital markets and corporate finance, servicing emerging growth, small cap, and middle market companies specializing in life sciences, healthcare, technology, and energy. FINRA Licensed Series 7 & Series 24 since 1986.
Prior to joining Windsor Street Capital, Greg held senior management positions at several well-known Wall Street firms where he was responsible for the structuring, closing, and placing of over 100 financing transactions. Throughout Greg’s employment, he has been responsible for raising more than $2 billion for emerging growth companies.
Greg earned his Bachelor of Science degree in Economics-Mathematics from the University of New Hampshire in Durham, NH.